UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SPRING CREEK CAPITAL LLC 4111 E. 37TH STREET NORTH WICHITA, KS 67220 |
X | |||
SCC Holdings, LLC 4111 E. 37TH STREET NORTH WICHITA, KS 67220 |
X | |||
KOCH INDUSTRIES INC 4111 E. 37TH STREET NORTH WICHITA, KS 67220 |
X |
Spring Creek Capital, LLC /s/ Raffaele G. Fazio, Secretary | 10/08/2021 | |
**Signature of Reporting Person | Date | |
SCC Holdings, LLC /s/ Raffaele G. Fazio, Secretary | 10/08/2021 | |
**Signature of Reporting Person | Date | |
Koch Industries, Inc. /s/ Raffaele G. Fazio, Assistant Secretary | 10/08/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares of Common Stock held by Spring Creek Capital, LLC ("Spring Creek"). Spring Creek is 100% owned by SCC Holdings, LLC ("SCC Holdings") and SCC Holdings is 100% owned by Koch Industries, Inc. ("Koch Industries"). Koch Industries and SCC Holdings may be deemed to beneficially own the Common Stock held by Spring Creek by virtue of Koch Industries' ownership of SCC Holdings and SCC Holdings' ownership of Spring Creek. Each of SCC Holdings and Koch Industries disclaim such beneficial ownership except to the extent of their pecuniary interest therein. |